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Elisse B. Walter
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51	From: Sent: To: Subject: Attachments: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-05-06 11:06:19 Financial Industry Regulatory Authority Financial regulation Federal Arbitration Act Self-regulatory organization U.S. Securities and Exchange Commission Securities Exchange Act Elisse B. Walter Dodd–Frank Wall Street Reform and Consumer Protection Act Class action Law United States securities law Arbitration
52	ES150347 From: Sampson, R.L. (Rebecca) < Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-01 11:17:02 Finance Dodd–Frank Wall Street Reform and Consumer Protection Act Business Elisse B. Walter Christopher Cox Corporate crime U.S. Securities and Exchange Commission Financial regulation
53	December 16, 2010 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-20 11:22:47 Finance Self-regulatory organizations Registered Investment Advisor U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Financial adviser Investment Advisers Act Elisse B. Walter Securities Exchange Act United States securities law Business Financial economics
54	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-29 08:58:02 Financial markets Bonds Securities Securities Industry and Financial Markets Association Elisse B. Walter U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Davis Polk & Wardwell Ken Bentsen Jr. Financial economics Investment Finance
55	°m June 5,2012 Ms. Elizabeth M. Murphy, Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-06-13 11:30:26 Gettysburg Pennsylvania U.S. Securities and Exchange Commission Elisse B. Walter Gettysburg College Mary Schapiro Pennsylvania Academia Government Eastern Pennsylvania Rugby Union Liberal arts colleges Middle States Association of Colleges and Schools
56	Securities and Exchange Commission Investor Advisory Committee, Minutes of May 17, 2020 Meeting Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-07-16 14:02:36 Financial Industry Regulatory Authority United States securities law Business U.S. Securities and Exchange Commission Securities regulation in the United States Elisse B. Walter Law Legal terms Arbitration
57	SEC Graduate Program JULY 23-26, 2013 Tuesday, July 23, 2013 Location: Add to Reading List Source URL: investor.gov Language: English - Date: 2013-07-15 16:05:29 Corporate crime U.S. Securities and Exchange Commission Elisse B. Walter Commodity Futures Trading Commission Municipal Securities Rulemaking Board Financial Industry Regulatory Authority Pearlasia Gamboa Futures contract Economics Self-regulatory organizations United States securities law Financial regulation
58	Minutes of the February 18, 2011, Meeting of the Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-05-20 10:13:31 Government Mary Schapiro Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Gary Gensler Bart Chilton Algorithmic trading Elisse B. Walter Jill E. Sommers Commodity Futures Trading Commission Financial economics Financial regulation
59	UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK X SECURITIES AND EXCHANGE COMMISSION, : Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-10-12 17:58:45 Financial Industry Regulatory Authority Financial system Elisse B. Walter Self-regulatory organization Securities Exchange Act First Command Financial Planning Mary Schapiro U.S. Securities and Exchange Commission Securities regulation in the United States United States securities law Economy of the United States Financial regulation
60	Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues, Minutes of November 5, 2010 Meeting Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-04 15:56:59 Government Financial markets High-frequency trading Bart Chilton Gary Gensler U.S. Securities and Exchange Commission Mary Schapiro Elisse B. Walter Flash Crash Commodity Futures Trading Commission Finance Financial economics